SPIRITUAL culture may develop in the directions of knowing and of
feeling. These two forms of the manifestation of consciousness are originally
not to be separated From each other; but as time goes on, a preponderance of
one or the other becomes noticeable. Language is the first result of spiritual
culture : the communication of thoughts by means of words (sound pictures of
ideas). Language arises from the necessities of Life, from the need for
communication among the members of a social aggregate.
A much later acquisition, the art of writing, or the fixation of
language, in a definite, permanent form, stands in close connection with
speech. Writing develops according to two systems : the one based on the symbolizing
or picturing of ideas—picture-writing, hieroglyphics; and the other on the
breaking up of the speech-sounds of a language into a notation of syllables or
letters—syllabic or letter writing. According to the first method thoughts are
directly pictured; according to the second, sounds, not ideas, are represented
by symbols—that is, the sounds which stand for the ideas are transformed into
signs. The transition from sign to syllabic writing comes about in this manner:
if, during its development, a language uses the same sound to express various
conceptions, men represent this sound by one sign; and whenever a foreign word
is reproduced in writing it is first separated into syllables, and the
syllables are then pictured by the same signs as are employed to represent
similar sounds—but different ideas—in the native speech. Thus symbols are
employed more and more phonetically, and less and less meaning comes to be
attached to them. This process must continue its development if the
pronunciation changes as 1ime goes on; -the old writing, with its national
symbol-method, may be retained; but with the changing of speech-sounds the new
writing is altered; syllables are now represented by signs, and combinations of
syllables are reproduced by means of a combination ol their corresponding
symbols. Thus phonetic writing was not an invention, but a gradual development.
Together with the phonetic, symbols, ideograms or hieroglyphs also exist, as in
Babylonian. It is especially interesting, and indicative of the unity of the
human mind, that the transition to syllabic writing has been arrived at
independently by different races; the Aztecs, for example, exhibit a wholly
independent development.
Johannes Gutenberg (1390-1468) |
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Communication by writing may be either single or private, or general and
public; in the latter case plurality is attained through such methods as the
affixing of bills and placards, or by means of transcripts or reproductions of
the original copy. At first the latter are made in accordance with the ordinary
methods of writing; and in slave-holding communities—Rome, for example—slaves
who wrote to dictation were employed as scribes. The discovery of a method by
which to obtain a plurality of copies through a single mechanical process was
epoch-making. The printing-press has performed a far greater service to
humanity than have most inventions; for, with the possibility of producing
thousands of copies of a communication, the thoughts embodied in it become
forces; they may enter the minds of many individuals who are either convinced or
actually guided by them. Ideas become active through their suggestion on the
masses of the population. This may lead to a one-sided rule of public opinion;
but a healthy race will travel intellectually in many directions, and various
beliefs supplement one another, struggle together, conquer, and are conquered.
In this manner thoughts awaken popular movements, rousing a people to a
hitherto unknown degree, and forcing men to think and to join issues. Thus the
Press becomes a factor in civilization of the very first importance. The
necessity for periodic communication, together with curiosity that refuses to
wait, long for information, leads to the establishment of regularly recurrent
publications; and thus, in addition to the book-press, the newspaper-press,
that has learned how to hold great centres of population under its control,
appears. Naturally this method of aiding the progress of civilization has its
disadvantages, as have all other methods; the conception of the world becomes
superficial; individuality loses in character; not only a certain levelling of
education, but also a levelling of views of life and of modes of thought,
results. But, on the whole, knowledge is spread abroad as it never was before.
Maya writing |
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Man, as a thinking being, craves for a conception of life; and in his
inmost thoughts he seeks for an explanation of the double relationship of Man
to Nature and of Nature to Man, striving to bring all into harmony. This he
finds in religion.
Religion is belief in God; that is, belief in spiritual forces
inseparable from and interwoven through the universe—forces that render all
things distinct and separate, yet make all coalescent and firm, permeating all,
and giving to every object its individuality. Man is impelled by Nature to conceive
of the universe as divine. This idea exhibits itself universally among
primitive folk in the form of animism—a belief that the entire internal and
external world is animated, filled with supernatural beings that have
originally no determinate nature, but which may appear in the most varied of
forms, may vanish and may create themselves anew, as clouds arise from unseen
vapour in the air. Spirits are supposed to be not far removed from man;
families as well as individuals consider themselves to stand more or less in
connection with them; and men, too, have a share in the invisible world when
they have cast aside the garment of the body in dream or in death. Thus, every
man is thought to have his protecting spirit, his manitou, that reveals itself
to him through signs and dreams. Special incarnations, objects in which
supernatural beings are inherent or with which they are in some way connected,
are called “fetiches”; hence arises fetishism, in regard to which the strangest
ideas were held in previous centuries when the science of anthropology was
unknown. Trees, rocks, rivers, bits of wood, images of one's own making—any of
these are thought capable of containing beings of divine nature. Naturally, the
tree or the fragment of wood or of stone is not worshipped, as men formerly
thought, but the spirit that is believed to have entered it. In many cases the
belief approaches worship of Nature, especially among agricultural peoples.
Divinity is recognized in the shape of factors essential to agriculture—sun,
sky, lightning, thunder; these being the beneficent deities, in contrast to
whom are the earth-spirits who bring pestilences, earthquakes, and other evils
to mankind. Thus the cult is refined; spirits are no longer attached to fetishes’,
but men worship the heavens, and the earth also. Religion accompanies man from
birth to death. Spirits both for good and for evil are supposed to hover about
him at his very birth. The soul of some being—perhaps an animal, perhaps an
ancestor— enters into the new-born child, and from this spirit he receives his
name.
THE GREAT BUDDHA AT KAMAKURA, IN JAPAN |
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Oftentimes there is a new consecration at the time of marriage; often
when an heir-apparent succeeds to the chieftainship. At his decease primitive
folk believe that man enters the realm of shadows. At first he hovers over the
sea or river of death, and often only after having passed through many
hardships does he arrive in the new kingdom, where he either continues to live
alter the manner of his former existence, or, according to whether his life on
earth has been good or evil, inhabits a higher or a lower supernatural sphere.
To the dead are consecrated their personal possessions —horses, slaves, wives
even —that they may make use of them during the new existence; men go
headhunting in order to send them new helpmates. On the other hand great care
is often taken that the spirits of the departed, satisfied with their new
existence, may no longer molest the world of the living : propitiative
offerings arc made; men avoid mentioning the name of the departed, that he may
not be tempted to visit them with his presence; they seek to make themselves unrecognizable
during the time immediately following his death, wear different clothes, and
adopt other dwelling-places. Sometimes the light placed near the deceased for
the purpose of guiding him back to his old home is moved further and further
away, so that his ghost, unable to find the right path, shall never return.
Thus the belief in spirits encompasses primitive man, following him step
by step.
From animism develops worship of heroes and polytheism, with their
attendant mythological narrations. The idea of the unity of the supernatural
world becomes lost; and the indefinite forms of spirit become separate,
independent beings, that are developed more and more in the direction of the
souls either of animals or of men. This splitting up of the deity, which
destroys the tendency toward unity in religion, is followed by a reaction that
comes about partly through a belief in creation by a father of the gods, partly
through acceptance of pantheistic ideas. In spite of the conception of a world
permeated and pervaded by God alone, the belief that certain persons and places
are more powerful in respect to the divinity than others is retained; and the
appearance from time to time of a Buddha who incarnates and manifests the
Supreme Being directly and completely in within himself in a special manner
apart from other natural phenomena is also not looked upon as inconsistent.
Religion is a thing of the emotions, not merely in the sense of having
its origin in fear, or in the remembrance of lasting sensations derived from
visions or dreams, but emotional in so far that it satisfies the necessity felt
by men for a consistent life-conception—not an intellectual but an emotional
conception. It is not the matter-of-fact desire for knowledge that finds its
expression in religion, but the joy of the heart in a supreme power, the call for
help of the needy, and the consciousness of our own insignificance and our
mortality. Judgment is not yet abstracted from the other psychic functions;
indeed, it really retires behind the emotions.
A STRANGE RELIGIOUS RITE: FUNERAL SACRIFICE OF THE TODAS IN SOUTHERN INDIA
The elaborate and extraordinary funeral rites of the Todas illustrate admirably the older notions of life and death. A funeral endures for several days; the body is cremated; last of all the buffaloes of the deceased are slaughtered at the grave and thought to enter into mystic reunion with their master. In olden times a whole troop would be slaughtered, but under British influence the number has been limited to one for a common person and two for a chief. |
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The elaborate and extraordinary funeral rites of the Todas illustrate
admirably the older notions of life and death. A funeral endures for several
days; the body is cremated; last of all the buffaloes of the deceased are
slaughtered at the grave and thought to enter into mystic reunion with their
master. In olden times a whole troop would be slaughtered, but under British
influence the number has been limited to one for a common person and two for a
chief.
NOAH'S SACRIFICE
From the painting by Daniel Maclise, |
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When men thus believe in divinity, it the belief have an active
influence or the emotions, it follows that the individual must establish some
connection between himself and the object of his worship. This is brought about
through certain actions, or through the creation of circumstances in which
special conditions of consecration are perceived, and there with the
possibility of a close relationship with the Supreme Being. The acts through
which this relationship may be brought about, taken collectively, are embraced
in the word "worship", and if performed according to a strict system
they are called "rites". Sacrifice has an important place among the
ceremonies observed it accordance with ritual. It is based on a conception of
the wants and necessities of the higher beings, and, in later times, is refined
into a representation of man's ethical feelings-unselfishness and gratitude,
which give pleasure to the Deity and thus contribute to its happiness. But
sacrifice does not retain its unselfish character for any great length of time.
Man thinks of himself first : he makes offerings to the good spirits, but more
particularly to the evil gods, in order to pacify their fury and appease their
evil desires. Sacrifices are also offered to the dead, and from such offerings
and memorials is developed the idea of a "family" or
"clan", which outlives the individual.
Thus, emotion is the principal active agent; but intellectual power also
must gradually lay its hold on the system of belief. The principles discovered
are formulated into a science; and the cultivation of this science, becomes the
special duty of the priesthood, often as a secret art esoteric system—in which
concealment is conducive to the maintenance of the exclusiveness and peculiar
power of the priest class. The science becomes partly mythologic-historical,
partly dogmatic, and partly ritualistic.
The artistic instinct develops partly in connection with worship, partly
in the direction of its practical application to life; and although no very
sharp line of distinction is drawn between the two tendencies, the germ at
least of the difference between the fine and the industrial arts is thus in
existence from the very earliest times. Worship gives rise to images and
pictures, at first of the very roughest form. They are not mere symbols; they
are the garments or habitations with which the spirit invests itself. The
spirit may take up its abode anywhere according to the different beliefs of
man—in a plant, an animal, a stone, above all, in a picture or effigy that
symbolically reflects its peculiarities. Therefore, the ghosts of ancestors are
embodied in ancestral images. Just as skulls were reverenced in earlier times,
in later days the images of the dead (korwar) are worshipped. Such images are
the oldest examples of the art of portraiture; and the oldest dolls are the
rude puppets which according to the rites of many races—the American Indians,
for example—widows must wear about them as tokens, or as the husks or wrappers
of their husbands' doubles.
Religion itself becomes poetry. The belief in the identity of spirits of
the departed with animals, and the myths of metamorphosis, take the form of
fables and fairy tales; the cosmogonic and theogonic conceptions develop into
mythologies; hero sagas become epics; the myths of life in Nature become a
glorification of the external world, an expression of unity with Nature, and
thus a form of lyric poetry.
Everyday life, too, demands artistic expression. At first the childish
passion for the changing pictures that correspond with different ideas of the
imagination joins with the desire to impress others, and finery in dress and
ornamentation result. This has developed in every clime. Tattooing arises not
only from a religious motive, but also from the desire for ornament. The
painting of men's bodies, the often grotesque ideas, such as artificial
deformation of the head, knocking out and blackening of teeth, ear ornaments
and mutilation of ears, pegs thrust through the lips, and various methods of
dressing the hair, may be in part connected with religious conceptions, for
here the most varied of motives cooperate to the same end. Yet, on the other
hand, there is no doubt that they are also the outcome of a craving for
variation in form and in colour. In the same way the dance is not only an act
of worship; it is also a means ot giving vent to latent animal spirits : thus,
dances are often expressions of the tempestuous sensual instincts of a people.
The dance exhibits a special tendency to represent the ordinary affairs
of life in a symbolic manner; thus there, are war and hunting dances, and
especially animal dances in which each of the participants believes himself to
be permeated by the spirit of some animal which throughout the dance he endeavors
to mimic. In this way dramatic representation, which is certainly based on the
idea of personification, on the notion that a man tor the time being may be
possessed by the spirit of some other creature that speaks and acts through
him, originates. Thus arose the primitive form of masques, in which men dressed
themselves up to resemble various creatures, real or imaginary, as in the case
of the animal masques of old time; for according to the popular idea the spirit
dwells in the external, visible, form, and through the imitation or adoption of
its outward appearance we become identified with the spirit whose character we
assume. Among many races not only masks proper were worn, but also the hides
and hair or feathers of the creatures personated. Dramatic representation was
furthered by the dream plays—especially popular among the American Indians—in
which the events of dreams are adapted for acting and performed. Even as men
seek illumination in dreams as to questions both divine and mundane, so do they
anticipate through dreams the dramatic representations which shall be performed
on holidays as expressions of life.
Play is a degeneration of the dance, and it arises less from the
instinct for beauty than from a desire to realize whatever entertainment and
excitement may be got from any incident or occurrence. From another special
inclination originate those satirical songs of Northern peoples, written in
alternating verses, in which the national tribunal and the voice of the people
are given expression at the same time. Thus they have a truly educative
character. These are the preliminary steps to the free satire and humour that
gleam through the lives of civilized peoples, now like the flicker of a candle,
now like a purifying lightning flash, freeing men from life's monotony and
illuminating the night of unsolved questions. Capacity for organized play is a
characteristic that lifts man above the lower animals. The expression of
individuality without any particular object in view, the elevation of self
above the troubles of life, and free activity, uncoerced by the necessities of
existence, are characteristic both of play and of art. Thus play, as well as
art, exhibits to a preeminent degree man's consciousness of having escaped, if
only temporarily, from the coercion of environing nature; being without
definite object, it proves that he can find employment when released from the
pressure of the outer world—that is, when he is momentarily freed from his
endeavour to establish a balance, between himself and the necessities of life,
with a view to overcoming the latter. Man stands in close connection with his
environment and with the immutable laws of nature; but in play and in art he
develops his own personality—a development that neither in direction nor in
object is influenced by the outer world and its constraint.
The step that leads to the overcoming of custom is the recognition of
right. "Right" is that which society strictly demands from every
individual member. Not all that is customary is exacted by right; a multitude of
the requirements of custom may be ignored without opposition from the community
as a whole, although, of course, detached individuals may express their
displeasure. The aggregate, however, grants immunity to all who do not choose
to follow the custom. In other words, the separation of custom from right
signifies the development of a sharper line of demarcation between that which
is and that which ought to be. In primitive times “is” and “ought to be” are
fairly consonant terms; but gradually a spirit of opposition is developed;
cases arise in which custom is opposed, in which the actions ot men ran counter
to a previous habit. Man is conscious of the possibility of raising himself
above the unreasoning tendencies toward certain modes of conduct, and he takes
pleasure in so doing—the good man as well as the evil. Whoever oversteps the
bounds of custom, even through sheer egotism, is also a furtherer of human
development; without sin the world would never have evolved a civilization; the
Fall of Man was nothing more than the first step toward the historical development
ot the human race.
This leads to the necessity for extracting from custom such rules as
must prove advantageous to mankind, and this collection of axioms—which “ought
to be”— becomes law.
The distinction between right and custom was an important step. The
relativity of custom was exposed with one stroke. Many, and by no means the
worst members of communities, emancipate themselves from custom. It is the
opening in the wall through which the progress of humanity may pass. Nor do the
demands of right remain unalterable and unyielding. A change in custom brings
with it a change in right; certain rules of conduct gradually become isolated
owing to the recession of custom, and to such an extent that they lose their
vitality and decay. And as new customs arise, so are new principles of right
discovered. In this manner an alteration in the one is a cause of change in the
other—naturally, in conformity with the degree of culture and contemporary
social relations. Custom and right mutually further each other, and render it
possible for men to adapt themselves to newly acquired conditions of civilization.
Together with right and custom a third factor appears—morality. This is
a comparatively late acquisition. It, too, contains something of the “ought to
be”, not because of the social, but by virtue of the divine authority or order
based on philosophical conceptions. Morals vary, therefore, as laws vary,
according to peoples and to times. The rules of morality form a second code,
set above the social law, and they embody a larger aggregate of duties. The
reason for this is that men recognize that the social system of rules for
conduct is not the only one, that it is only relative and cannot include all
the duties of human beings, and that over and beyond the laws of society
ethical principles exist.
Naturally conflicts arise between right and morals, and such struggles
lead to further development and progress.
The late appearance of ideas of morality proves that ethical
considerations were originally foreign to the god-conceptions. The spirits, fetishes,
and world-creators of different beliefs are at first neutral so far as morals
are concerned; myths and legends are invented partly from creation theories,
partly from historic data, and partly through efforts of the imagination. In
primitive beliefs there is no trace of an attempt to conceive of deities as
being good in the highest, or even in a lower sense; and it would not of
ethics. Not until the importance of may morality in life is realized, and the
profound value of a life of moral purity recognized, do men seek in their
religious beliefs for higher beings of ethical significance, for morally
perfect personalities among the gods.
Different elements of civilization vary greatly in their development in
different civilized districts; one race may have a greater tendency toward
intellectual, another toward material culture. No race has approached the
Hindoos in philosophic speculation, yet they are as children in their knowledge
of natural science. One people may develop commerce to the highest extent,
another poetry and music, a third the freedom of the individual. The language
of the American Indians is in many respects richer and more elegant than
English. Therefore nothing is farther from the truth than to say that, in case
one institution of civilized life is found to exist in a hunting people,
another in an agricultural race, or the one in an otherwise higher, and the
other in an otherwise lower nation or tribe, the institution in question must
have reached a state of perfection corresponding with the general development
of the people possessing it. According to this, the monogamic uncivilized races
were further advanced than the polygamous Aryans of India and the Mohammedans ;
and the Polynesians, with their skill in the industrial arts and their dramatic
dances, perhaps in a higher state of civilization than Europeans.
Development fulfills itself in communities of men. Except in a human
aggregate it cannot come to pass; for the germs of development which are
brought forth by the potentiated activity of the many may exist only in a
society of individuals. It has therefore been a significant fact that from the
very beginning men have joined together in social aggregates, partly on account
of an instinctive impulse, partly because of the necessity for self-defense.
Thus it came about that primitive men lived together in wandering, predatory hordes,
or packs. The individuals were bound to one another very closely; there was no
private life; and the sex-relationships were promiscuous. Men not only dwelt
together in groups, but the groups themselves assimilated with one another,
inasmuch as marriages were reciprocally entered into by them. So far as we are
able to determine, one of the earliest of social institutions was that of
group-marriage. Individuals did not first unite in pairs, and then groups such
would soon have fallen asunder; on the contrary, group-marriage itself created
the bond that held the community together; the most violent instinct of mankind
not only united the few but the many, indeed, complete social aggregates.
Group-marriage is the form of union established by the association of
two hordes, or packs, according to which the men of one group marry the women
of the other; not a marriage of individual men with individual women, but a
promiscuous relationship, each man of one group marrying all the women of the
other group—at least in theory—and vice versa; not a marriage of individuals,
but of aggregates. Certainly with such a sex-relationship established, sooner
or later regulations develop from within the community, through which the
marital relationships of individuals are adjusted in a consistent manner; but
the principle first followed was, as community in property, so community in
marriage; and this must of itself lead to kinships entirely different from those
with which we are familiar.
Group-marriage was closely bound up with religious conceptions; single
hordes, or packs, considered themselves the embodiment of a single spirit. And
since at that time spirits were only conceived of as things that existed in
nature, the horde felt itself to be a single class of natural object—some
animal or plant, for example; and the union of one pack with another was
analogous to the union of one animal with another. Each group believed itself
to be permeated by the spirit of a certain species of animal, borrowed its name
thence and the animal species itself was looked upon as the protecting spirit.
The ancestral spirit was worshipped in the animal, and the putting to death or
injuring of an individual of the species was a serious offence.
THE EMBLEM OF A TRIBE: ALASKAN INDIAN TOTE
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Such a belief is called Totemism. “Totem” —a word borrowed from the
language of the Massachusetts Indians— is the natural object or animal assumed
as the emblem of the horde or tribe, and correspondingly the group symbolized
by the class of animal or natural object is called a Totem-group.
This belief led to a close union of all who were partakers of the spirit
of the same animal; it also strictly determined which groups could associate
with one another. And as the totem-group mimicked the animal in its dances, and
fancied itself to be possessed by its spirit, it also ordered the methods of
partaking of food, and all marriage, birth, and death ceremonies in accordance
with this conception. It is said that, the totem being exogamous, marriages
were not possible within the totem, but only without it. Precisely so; for the
original conception was not that individuals formed unions, but that the whole
totem entered the marriage relationship; a single marriage would have been
considered an impossibility.
To which totem the children belonged — to the mother's, to the father's,
or to a third totem—was a question that offered considerable difficulty. All
three possibilities presented themselves; the last mentioned, however, only in
case the child belonged to another group, a sub-totem, and in that event its
descendants could return to the original totem.
Descent in the male or in the female line occasioned in later times the
rise of important distinctions between nations. If a child follow the mother's
totem, we speak of maternal of kinship ; conversely, of paternal kinship in
case of heredity through the father. Which of these is the more primitive, or
did tribes from the very first adopt either one or the other system, thus
making them of equal antiquity, is a much-vexed question. There is reason to
believe that maternal kinship is the more primitive form, and that races have
either passed with more or less energy and rapidity to the system of descent
through males, or have kept to the original institution of maternal succession.
There are many peoples among whom both forms of kinship exist, and in such
instances the maternal is undoubtedly the more primitive; from this it appears
very probable that development has thus taken place, the more so since there
are traces of maternal kinship to be found in races whose established form is
paternal.
As time passed, marriage of individuals developed from group-marriage or
totemism. Such unions may be polygamous —one man having several wives—or
polyandrous—one woman having several husbands. Both forms have been represented
in mankind, and, indeed, polygamy is the general rule among all races,
excepting Occidental civilized peoples. The form of marriage toward which civilization
is advancing is certainly monogamy; through it a complete individual
relationship is established between man and wife; and although both
individualities may have independent expression, each is reconciled to the
other through the loftier association of both. Nearly associated with monogamy
is the belief in union after death; it arises from the religious beliefs
prevalent among many peoples. Among other races there is at least the custom of
a year of mourning, sometimes for husband, sometimes for wife, often for both.
Marriage of individuals has developed in different ways from group or totem
marriage : sometimes it was brought about through lack of subsistence
occasioned by many men dwelling together; sometimes it arose from other causes.
One factor was the practice of wife-capture : whoever carried off a wife freed
her, as it were, from the authority of the community, and established a
separate marriage for himself. Marriage by purchase was an outcome of marriage
by capture and of the paying of an indemnity to the relatives of the bride; men
also learned to agree beforehand as to the equivalent to be paid. The practice
of acquiring wives by purchase developed in various directions, especially in
that of trading wives and in the earning of wives by years of service.
Gradually the purchase became merely a feigned transaction, and a union of
individuals has evolved—now sacerdotal, now civil in form—from which every
trace of traffic and of exchange has disappeared.
THE CHURCH AND MARRIAGE: A WEDDING SCENE |
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Thus already in early times marriage had become ennobled through
religion. It is a widespread idea that through partaking of food in common,
blood-brotherhood, or similar procedures, a mystic communion of soul may be
established; and in case of marriages brought about by the mediation of a
priesthood the priest invokes the consecration. Marriage is thereby raised
above the bulk of profane actions of life; it receives a certain guarantee of
permanency; indeed, in many cases, by reason ot the mystic communion of souls,
it is looked upon as absolutely indissoluble.
The ownership of property also was originally communistic, and the idea
of individual possession has been a gradual development. The idea ot the
ownership of land, especially when developed by agricultural peoples, is of a
communistic nature; and, from common possession, family and individual
ownership gradually comes into being. It is brought about in various ways,
chiefly through the division of land among separate families : at first only
temporary, held only until the time for a succeeding division arrives; later,
owned in perpetuity. Nor was it a rare method of procedure to grant land to any
one who desired to cultivate it—an estate that should be his so long as he
remained upon it and cultivated the soil, but which reverted to the community,
on his leaving it. There gradually developed a constant relationship between
land and cultivator as agriculture became more extended and lasting
improvements were effected on the soil. Land became the permanent property of
the individual; it also became an article of commerce.
Ownership of movable property even was at first of communistic
character. Clothing and weapons, enchantments effectual for the individual
alone, such as medicine-bags or amulets, were, to be sure, assigned to
individuals in very early times; but all property obtained by labour, the
products of the chase or of fishing, originally belonged to the community,
until in later days each family was allowed to claim the fruits of its own
toil, and was only pledged to share with the others under certain conditions.
Finally, individuals were permitted to retain or to barter property which they
had produced by labour; and exchange, especially exchange between individuals,
attained special significance through the division of labor.
The individualization of the ownership of movable property was
especially furthered by members of families performing other labour, outside
the family, in addition to their work within the family circle. Although the
fruit ot all labour accomplished within the family was shared by the members in
common, the results of work done outside became the property of the particular
individual who had performed the labour. Consequent expansion of the conception
of labour led men to one of the greatest triumphs of justice, to the idea of
establishing individual rights in ideas and in combinations of ideas, to the
recognition of intellectual or immaterial property : right of author or
inventor, one of the chief incentives to modern civilization.
On the other hand, individual rights in transactions led to conceptions
concerning obligations and debts. Exchange, either direct or on terms ot
credit, brought with it duties and liabilities for which originally the persons
and lives of the individuals concerned were held in pledge, until custody of
the body—which also included possession of the corpse of a debtor— was
succeeded by public imprisonment for debt, and finally by the mere pledging of
property, imprisonment tor debt having been abolished—a course of development
through which the most varied of races have passed.
The relation of the individual to his possessions led men at first to
place movable property in graves, in order, that it might be of service to the
departed owner during the life beyond; hence the universal custom of burning on
funeral pyres not only weapons and utensils, but 'animals, slaves, and even
wives. In later times men were satisfied with symbolic immolations, or
possessions were released from the ban of death and put into further use. The
property of the deceased reverted to his family, and thus the right of
inheritance arose. There was no right of inheritance during the days of
communism; on the death of a member of the family a mere general consolidation
of property resulted; with individual property arose the reversion of
possessions to the family from which they had been temporarily separated. Thus
property either reverted to the family taken as a whole, or to single heirs,
certain members of the family; hence a great variety of procedure arose. Up to
the present day inheritance by all the children, or inheritance by one alone,
exists in Eastern Asia as in Western nations.
In like manner criminal responsibility was originally collective ; the
family or clan was held responsible for the actions of all its individual
members except those who were renounced and made outcasts. Such methods of
collective surety still exist among many exceedingly developed peoples; but the
system is gradually dying away, the tendency being for the entire
responsibility to rest upon the individual alone.
The state is a development ot tribal, or patriarchal, society. The
tribal group is a community of intermarried families, all claiming descent from
a common ancestor. From tribal organization the principle is developed that
participation in the community is open only to such individuals as belong to
one or other of the families of which it is composed; and the political body
thus made up of individuals related either by blood or through marriage is
called a patriarchal, or tribal, state. This form of community was enlarged
even in very early times, advantage being taken of the possibility of adopting strangers
into the circle of related families, and of amalgamating with them. Still, the fundamental
idea that the community is composed of related families always remains
uppermost in the minds of uncivilised peoples. The tribal state gradually
develops into the territorial state. The connection of the community with a
definite region becomes closer; strange tribes settle in the same district;
they are permitted to remain provided tribute is paid and services are
performed, and are gradually absorbed into the community, the strangers and the
original inhabitants—plebeians and patricians—united together into one
aggregate. Thus arises the conception of a state which any man may join without
his being a member of any one of the original clans or families.
In this way the idea of a state becomes distinct from that of a people
bound together by kinship, the latter being especially distinguished by a
certain unity of external appearance, custom, character, and manner of thought.
This is not intended to suggest that an amalgamation of different race elements
in a state and an assimilation of different modes of thought and of feeling are
not desirable, or that a spirit analogous to the sense of unity in members of
the same family is not to be sought for; such a condition is most likely to be
attained if a certain tribe or clan take precedence of the others, as the most
progressive, to which the various elements of the people annex themselves.
The tribal state has a fixed form of government. The chiefs or patriarchs
of the various families stand at the head of affairs, the position of chief
being either hereditary or elective. In most cases, however, it is determined
by a combination of both methods, a blood descendant being chosen provided he
is able to give proof of his competence. In addition there is often the popular
assembly. In later times many innovations are introduced. Passion for power
united to a strong personality often leads to a chieftainship in which all
rights and privileges are absorbed or united in the person of one individual;
so that he appears as the possessor of all prerogatives and titles, those of
other men being entirely secondary, and all being more or less dependent upon
his will. Religious conceptions, especially, have had great influence in this
connection. Nowhere is this so clearly shown as in “teknonymy”, an institution
formerly prevalent in the South Pacific islands, according to which the soul ot
the father is supposed to enter the body of his eldest son at the birth of the
latter, and that therefore, immediately from his birth, the son becomes master,
the father continuing the management of affairs merely as his proxy. Other
peoples have avoided such consequences as these by supposing the child to be
possessed by the soul of his grandfather, therefore naming first-born males
after their grandfathers instead of after their fathers. Another outcome of the
institution of chieftainship is the chaotic order of affairs which rules among
many peoples on the death of the chieftain, continuing until a successor is
seated on the throne—a lawless interval of anarchy followed by a regency.
The power of a chieftain is, however, usually limited by class rights;
that is, by the rights of sub-chieftains of especially distinguished families,
and of the popular assembly, among which elements the division of power and of
jurisdiction is exceedingly varied. These primitive institutions are rude
prototypes of future varieties of coercive government, of kingship, either of
aristocratic or of republican form, in which the primitive idea of
chieftainship as the absorption oi all private privileges is given up, and in
its place the various principles of rights and duties of government enter.
Class-differentiation with attendant privileges and prerogatives is
especially developed in warlike races, and in nations which must be ever
prepared to resist the attacks of enemies, by the establishment of a militant
class. The militant class occupies an intermediate position between the
governing, priest, and scholar classes on the one hand, and the industrial
class—agriculturists, craftsmen, merchants —on the other. Employment in
warfare, necessary discipline, near association with the chieftain, and the
holding of fiefs for material support give to this class a unique position.
Thus the warrior castes developed in India, the feudal and military nobility in
Japan, the nobility in Germany, with obligations and service to feudal
superiors and to the Court. This system survives for many years, until at last
feudal tenure gradually disappears, and its attendant prerogatives are
swallowed up by all classes through a universal subjection to military service;
although even yet a distinct class of professional soldiers remains at the head
of military affairs and operations, and will continue to do so as long as there
is a possibility of infernal or external warfare. However, here too the
militant class is absorbed into a general body of officials. Officials are
citizens who not only occupy the usual position of members of the state, but to
whom in addition is appointed the execution of the life functions of the
nation, as its organs; in other words, such functions as are peculiar to the
civic organization in contradistinction to the general functions exercised and
actions performed by individual citizens as independent units. Officialism
includes to a special degree duty to its calling and to the public trust, and
there are also special privileges granted to officials within the sphere appointed
for them.
In a society governed by a chieftain, as well as in a monarchy, there is
a popular assembly or consultative body; either an unorganized meeting of
individuals, or an organized convention of estates founded on class right. A
modern development, that certainly had its proto type in the patriarchal state,
is the representative assembly, an assembly of individuals chosen to represent
the people in place of the popular gathering. The English Government, with its
representative legislative bodies, is a typical example in modern civilization.
One of the chief problems encountered not only in a society ruled by a
chieftain, but also in states of later development, whether governed by a
potentate or by an aristocracy, is the relation of temporal to spiritual power.
Sometimes both are united in the head of the state, as in the cases of the
Incas of Peru and of the Caliphate. Sometimes the spiritual head is distinct
and separate from the temporal; frequently the two forces are nearly
associated, a member of the imperial family being chosen for the office of
high-priest, as among the Aztecs. Often, however, the two functions are
completely independent of each other, as among many African races, the
medicine-man occupying a position entirely independent of the chieftain. Such
separation may, of course, lead to friction and civil war; it may also become
an element furthering to civilization, a source of new ideas, opening the way
to alliances between nations, and setting bounds to the tyranny of individuals,
as exemplified in the relation of the Papacy to the Holy Roman Empire.
The form of state in which the functions of government are exercised by
a chieftain contributes greatly to state control and enforcement of justice.
The realization of right had been from the first a social function; but its
enforcement was incumbent on the unit groups of individuals (families or tribes
bound together by friendship). The acquisition by the state of the power to
dispense justice and to make and enforce law is one of the greatest events of
the world's history. The idea of all right being incorporated in the chieftain
(and social classes) played an important part in bringing about this condition
ot affairs; for as soon as this conception receives general acceptance, the
chieftain, and with him the state, become interested in the preservation and
enforcement of justice, even in its lower forms in the common rights of the
subjects. On the other hand, not only the interests of chieftainship, but; also
those of agriculture and commerce, are furthered by the preservation of
internal peace; and internal peace calls for state control ot justice and
enforcement of law.
AN EARLY EGYPTIAN REPRESENTATION OF JUSTICE
"The Judgment of the Dead" as illustrated by innumerable paintings on the walls of Egyptian temples and tombs.
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Moreover the religious element worked to the same end. Wickedness was
held to be an injury to the deity, whose anger would be visited upon the entire
land—a conception that lasted far into the Middle Ages, and according to which
the fate of Sodom and Gomorrah was held to be typical of the effect of the
curse of God. Already in primitive times religion led to a strange idea of
justice—secret societies consecrated by the deity took upon themselves the
function of enforcing right, instituting reigns of terror in their districts, maintaining
order in society, and claiming authorization from the god with whose spirit
they were permeated. Later, influenced by all these causes, the social
aggregate took over the control of Justice. It was already considered to be the
upholder of right, the servant of the deity, the maintainer of public peace,
the dispenser of atoning sacrifices, etc. ; and so the various elements
conceived of as justice, which had previously been distributed among the single
families, tribes, associations, and societies, were combined, and placed under
state control.
Certain forms for the dispensation of justice, judging of crimes, and
determining of punishments were developed. Thus arose, the different forms of
judicial procedure, which, for a long time bore a religious character. The
deity was called upon to decide as to right and wrong —divinity in the form of
natural forces. Hence the judgments through trial by water, fire, poison,
serpents, scales, or—especially in Germany during the Middle Ages—combat, or
decision by the divining eye, that was closely allied to the so-called trial by
hazard. A peculiar variety ot ordeal is that of the bier, according to which
the body of a murdered man is railed into requisition, the soul of the victim
assisting in the discovery of the murderer. Ordeals are undergone sometimes by
one individual, sometimes by two. An advance in progress is the curse, which
takes the place of the ordeal, the curse of God being called down upon an
individual and his family in case of wrongdoing or of perjury. The curse may
be uttered by an individual in cooperation with the members of the families.
Thus arise ordeals by invocation and by oath with compurgators. Originally a
certain period of time was allowed to pass—a month, for example—for the fulfillment
of the curse. In later times, whoever took the oath—oath of innocence—was held
guiltless. Witnesses succeeded to conjurers; divining looks were replaced by
circumstantial evidence; and, instead of a mystic, a rational method of
obtaining testimony was adopted. The development was not attained without
certain attendant abuses; and the abolition of ordeal by God was among many
peoples —notably the inhabitants of Eastern Asia, the American Indians, and the
Germans of the Middle Ages—succeeded by the introduction of torture. In many
lands torture stood in close connection with the judgment of God; in others it
originated either directly or indirectly in slavery. According to the method of
obtaining evidence by torture, the accused was forced through physical pain to
disclosures concerning himself and his companions, and, in case he himself were
considered guilty, to a confession. However barbarous and irrational, this
system was employed in Latin and Germanic nations excepting England, until the
eighteenth century, in some instances even until the nineteenth.
The Judgement of Solomon by Nicolas Poussin
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Judgment was first pronounced in the name of God; in later times, in the
name of the people or of the ruler who appeared as the representative of God.
The principles of justice, the validity of which at first depends upon custom,
are in later times proclaimed and fixed as commands of God. Thus systems of
fixed right come into being first in the form of sacred justice, then as
commands of God, and finally as law. Law is a conception of justice expressed
in certain rules and principles. Originally there were no laws; the standard
for justice was furnished to each individual by his own feelings; only isolated
cases were recorded. As time advanced, and great men who strove to bring about
an improvement in justice arose above the generality ot mankind; when the
ruling class became differentiated from the other classes; when it was found
necessary to root out certain popular customs—then, in addition to the original
collection of precedents, there arose law of a higher form : law that stood
above precedent, that altered custom, and opened up new roads to justice. Great
codes of law have not been compilations only; they have led justice into new
paths. Originally a law was looked upon as an inviolable command of God, as
unalterable and eternal; its interpretation alone was earthly and transitory.
As years parsed, men learned to recognize that laws themselves were transitory;
and it became a principle that later enactments could alter earlier rules. The
relations of later statutes to already established law, and how the laws of
different nations influence one another, are difficult, much-vexed questions
for the solution of which special sciences have developed—transitory and
international law. Judgment and law are intimately concerned with justice, the
conception of right as evolved from the double action ot life and custom. To
this development of justice is united an endeavor of the state or government
not only to further welfare by means of the creation and administration of law,
but also to take under its control civilizing institutions of all sorts. This
was originally a feature ot justice itself; certain practices inimical to civilization
were interdicted and made punishable offences. Already in the Middle Ages
systems of police played a great part among governmental institutions,
especially in the smaller states. Subsequently the idea was developed that not
only protection through the punishment of crime, but also superintendence of
and promotion of the public weal, should be administered by law; and thus the
modern state developed with its policy of national welfare. With this arose the
necessity for a sharper distinction to be drawn between justice and the various
actions of an administration; and thus in modern times men have come to the
system—based on Montesquieu—of the separation of powers and independence of
justice.
Justice varies according to the development of civilization, and
according to the function that it must perform in this development; in like
manner every age creates its own material and spiritual culture. Every poet is
a poet of his own time.
The notion of natural right, however unhistorical it was in itself, characterized
a period of transition in so far as it enabled men to form a historical
conception —a conception of what might be : for, by contrasting actual with
ideal justice, we are enabled to escape the bonds of the opinions of a
particular time, and to look upon such opinions and views objectively and
independently. Yet it is certainly a foolish proceeding to consider an ideal,
deduced principally from conceptions and opinions of the present, to be a
standard by which to measure the value of historical events of all times,
sitting in judgment over the great names of the past with the air of an
inspector of morals. The office of the historian as judge of the dead is quite
differently constituted. Every age must be judged in accordance with the
relation which it bears to the totality of development; and every historical
personage is to be looked upon as a bearer of the spirit of his day, as a
servant of the ideas of his time. Thus it is quite as wrong to pronounce
moral censure on the men of history, as it is wrong to judge an era merely
according to its good or evil characteristics. A period must be estimated
according to what it has either directly or indirectly accomplished for
mankind.
There are common factors of civilization shared by nations themselves,
through which many contradictions disappear. The religious civilizations of
Christianity, Mohammedanism, Judaism, Buddhism and Confucianism have been the
determining factors of the intellectual and emotional life, even influencing
the course of events, in vast regions. And thus it is also comprehensible that
in the judicial life of nations there is an endeavor for a closer approach, and
also the existence of equalizing tendencies, in spite of countless variations
in detail, there is a certain unity of law in the entire Mohammedan world; and
although the hope of establishing the unity of Roman canonistic law over the
whole of Christendom has not been realized none the less it was a tremendous
idea : that of a universal empire founded on the Roman law of the imperators,
and placed under the rule of the German emperor, thus ensuring the continuance
of the law of the Roman people—an idea that swayed the intellects of the Middle
Ages up to the fourteenth, even to the fifteenth century, and according to
which the emperor would have been the head of all Europe, the other sovereigns
merely his vassals or fief-holders. This idea, once advocated by such a great
spirit as that of Dante, has like many others, passed into oblivion; and in its
place has arisen the conception of independent laws of nations. Yet the
original idea has had great influence : it has led to a close union of
Christian peoples; it opened a way for Roman law to become universal law, although,
to be sure, English law, completely independent of that of Rome, has grown to
unparalleled proportions as a universal system, entirely by reason of the marvelous
success of the English people as colonists. Likewise international commerce
will of itself lead to a unification of mercantile, admiralty, copyright, and
patent law .
Then the idea of an international league must develop, arising from the
idea of the unity of Christian nations. We have advanced a great distance
beyond the time when every foreigner was considered an enemy, and when all
foreign phenomena were looked upon as strange or with antipathy. Rules for
international commerce are developed; state alliances are entered into for the
furtherance of common interests and for the preservation of peace. Many tasks
which in former times would have been executed by the empire are now-
undertaken by international associations; and the time for the establishment of
international courts of arbitration for the adjustment of differences between
states is already approaching.
It also seems probable that states will unite to form political organizations,
wholly or partially renouncing their separate positions. Thus nations will be
replaced by a federal state, and a multitude of unifying ideas which would
otherwise be accomplished with difficulty will come to easy realization.
Federal states were already in existence during the times of patriarchal
communities : an especially striking example is that of the admirably
constituted federation of the Iroquois nations.
The vision of no man may pierce through to the ultimate end of the
processes of history, and to advance hypotheses is a vain endeavor—quite as
vain as it would be to expect Plato to have foretold the life of modern civilization
or the imperial idea of mediaeval times, or Dante to have foreseen modern
industrialism or the character of industrial peoples. Today we are more certain
than ever that no process of development, however simple it may have been, has
ever taken place according to a fixed model; all developments have had their
own individualities according to place and to time. Thus we must forego
discussion of the future.
However, there is another point of view. Development of nations as well
as of individuals leads either to progress or to decay. No people may hope to
live eternally; and how many acquisitions already gained will be lost in the
future it is impossible to say. If a nation declines, it either becomes extinct
or is annihilated by another state; it becomes identified with the newer
nation, and disappears with its own character; thus its civilization may also
disappear. This is a serious possibility. It is the Medusa head of the world's
history which we must face—and without stiffening to stone.
There is one truth, however, the knowledge of which fills us with hope
for the future : it is the fact that the results of development and
civilization are often transfused from one people to another, so that a given
development need not start again from the very beginning. This is owing to the
capacity which races have for absorbing or borrowing civilizations. Absorption
of culture is by no means universal; it does not prevent the occasional
disappearance of civilization, for every civilization has before it at least
the possibility of death. Nevertheless the transmission and assimilation of
culture is constantly taking place. There are various ways in which it may be
brought about. A conquering nation may bring its own civilization with it to
the conquered; culture is often forced upon the latter by coercive measures.
The conquerors may acquire culture from the vanquished; or assimilation of
culture may come about without the subjection of a people, through the
unconscious adoption of external customs and internal modes of thought. Finally,
culture may be borrowed consciously from one nation by another, the one state
becoming convinced of the outward advantages and inner significance of the
foreign civilization.
In this way the problem of development becomes very complicated; many
institutions of vanished races thus continue to live on. Certainly the race
that acquires a foreign civilization must, among other things, be so
constituted in its motives and aspirations as to lose the very nerves of its
being, its very stability, in order that, intoxicated with the joy of a new
life, all traces of its past existence may be allowed to break up and
disappear. On the other hand, many a promising germ of culture possessed by a
vigorous people may come to grief, owing to the influence of acquisitions from
without. But, in return, a race that knows how to assimilate foreign culture
may obtain a civilization of such efficiency as it would never before have been
capable of attaining, by reason of the fact that its power is established on a
recently acquired basis, and because it has been spared a multitude of
faltering experiments.
Civilization may be mutually obtained from reciprocal action, nations
both giving and taking. Such a relation naturally arises when states enter into
intercourse with one another, when they have become acquainted with one
another's various institutions and are able to recognize the great merits of
foreign organizations and the defects of their own. Especially the world’s
commerce, in which every nation wishes to remain a competitor, compels towards
mutual acceptance of custom and law; no nation desires to be left behind; and
each discovers that it will fall to the rear unless it borrow certain things
from the others. Such reciprocal action will be the more effective the more
like nations are to one another, the better they understand each other, and the
more often they succeed not only in adopting the outward forms, but in
absorbing the principles of foreign institutions into their own beings.
Thus we may hope that even if the nations of today decay and disappear,
the labour of the world’s progress will not be lost; it will constantly
reappear in new communities which may rejoice in that for which we have
striven, and which we have acquired by the exertion of our own powers.
Josepk Kohler